Consultant - Compliance Quality Assurance

About the role:

The Quality Assurance Analyst is a member of the Regulatory Compliance Team, responsible for systematically verifying the accuracy, reliability, and compliance of financial operations and internal controls.

Key Responsibilities:

• Operational effectiveness testing – reviewing the timeliness, completeness and accuracy of Financial Crime Compliance Controls
• Design effectiveness testing – review Standard Operating Procedures and assess against policy requirements
• Planning – Complete Terms of Reference templates and deduce samples using approved sampling methodology for QA reviews
• Reporting – present observations to senior stakeholders for factual accuracy discussions
• Issue management – ensure all issues are remediated in a timely manner
• Record-Keeping & Audit Readiness - ensure that thorough documentation of QA processes and results is maintained. Verify that all compliance documentation, records of AML/CFT activities, decisions, and reports, are properly kept and readily accessible for internal or external review and audits.

Requirements :

• Minimum 3+ years of financial crime, Compliance, Audit or QA experience
• Experience with transaction monitoring, sanctions screening, KYC/EDD, and suspicious activity reporting.
• Excellent stakeholder management and regulatory engagement experience.
• Strong analytical, decision-making, and problem-solving skills.
• Excellent written and verbal communication skills.
• Experience using Artificial Intelligence (AI) to automate manual processes in a controlled environment.
• Familiarity with AML transaction monitoring, CDD and Screening systems and experience managing regulatory examinations and remediation programmes.