Legal Associate
Mumbai, India · Full-time
- Posted 4d ago
- From Dhan’s careers page
- Location
- Mumbai, India
- Type
- Full-time
- Experience
- 2+ years
- Department
- Legal and Compliance
Opens the listing on raise.keka.com
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About the role
Role Summary:
We are looking for a detail-oriented Legal professional to support the Legal and Compliance function. The role will involve assisting with legal documentation, contract review, regulatory compliance, audits, and maintaining legal and compliance records.
Key Responsibilities:
- Assist in drafting, reviewing, and vetting legal agreements, NDAs, MOUs, and other legal documents.
- Maintain trackers, MIS, and records related to agreements, compliance requirements, and action items.
- Support routine regulatory compliance activities, including regulatory submissions and documentation.
- Assist in preparing documents and information required for internal audits.
- Support the review and updation of internal policies, procedures, and compliance-related documents.
- Coordinate with internal stakeholders for timely closure and implementation of legal and compliance requirements.
- Conduct basic legal and regulatory research and assist in tracking applicable regulatory updates.
- Support the Legal team in day-to-day legal and compliance activities as required.
What We Are Looking For:
- Basic understanding of legal drafting, contract review, and documentation.
- Familiarity with SEBI, NSE, BSE, CDSL circulars, and applicable regulatory requirements.
- Basic understanding of stock broking, capital markets, and securities laws.
- Good legal research, drafting, and analytical skills.
- Ability to maintain MIS, trackers, and compliance records with accuracy.
- Strong attention to detail and ability to work within defined timelines.
- Good written and verbal communication skills.
- Ability to collaborate effectively with internal stakeholders.
- Law Graduate (LL.B. or equivalent) preferred.
- Prior internship or work exposure in Legal, Compliance, Stock Broking, Capital Markets, or Financial Services will be an added advantage.
- Candidates with a strong interest in legal drafting, regulatory compliance, and financial markets are encouraged to apply.
Our People and Culture:
People and culture are the most important aspects of our business. We are looking for team members who are obsessed about customer satisfaction, respect their work and colleagues, ship right and ship faster, stay humble and polite, focus on quality over quantity, take ownership, and are passionate about the business.
Why Join Raise?
Raise has been recognised as a Great Place to Work for three consecutive years. At Raise, you will experience a flat hierarchy, open conversations, high ownership and a strong bias for action. Raise is an equal opportunity employer.
About Raise Financial Services:
Raise Financial Services is building technology-led financial products and infrastructure for India's financially aware and digitally savvy consumers. Its flagship investment and trading platform is Dhan, alongside businesses including Millions, Upsurge, Filter Coffee, Stratzy, Pluto Insurance, and Fuzz.
Apply for the Role:
Send your resume to: [email protected]
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About Dhan
Online stock trading and investing platformDhan is an online trading and investing platform in India covering stocks, F&O, commodities, ETFs, mutual funds and IPOs.
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