Associate General Counsel - Investment and Trading (USA)
Stamford, United States · On-site · Full-time
- Posted 3w ago
- From Trexquant Investment’s careers page
- Location
- Stamford, United States
- Work mode
- On-site
- Type
- Full-time
- Experience
- 8+ years
- Department
- Legal and Compliance
Opens the listing on apply.workable.com
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About the role
We are seeking an Associate General Counsel with a background working with private funds, and particularly focused on investment-technology legal matters to help lead our continued growth through sound legal guidance, industry insight, and close collaboration with leadership and cross-functional teams.
Responsibilities:
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Serve as the day-to-day point of contact and responsible manager for the adviser's legal and guidance, related risk, and policy development, partnering with the CLO, CCO and other members of management.
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Advise on financial market and global trading regulatory obligations, including regulatory developments and the management of legal matters related to execution, trading, and operations. Particularly on the nexus of law and technology issues related to professional trading.
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Support the company's regulatory and legal risk management by actively participating in business and product development meetings.
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Advise the Compliance, Technology, Finance, Investor Relations, and Management teams on financial and business legal risks, with the support of Regulatory Counsel.
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Support other attorneys across a range of advisor legal responsibilities.
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Support internal investigations and respond to regulatory inquiries as needed.
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Juris Doctor (JD) degree and at least 8 years of relevant legal experience.
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Awareness, fluency (and excitement) in using evolving technologies in business and when providing counsel to staff.
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Active license to practice law and good standing with the applicable bar association.
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Excellent written and verbal communication skills, including the ability to build relationships, actively listen, and influence stakeholders by adapting communication style to different audiences.
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Experience at a law firm, regulated exchange, financial technology company, trading firm, or other financial services organization is preferred.
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Competitive salary with performance-based bonus.
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Collaborative, casual, and friendly work environment.
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PPO health, dental, and vision insurance fully covered for you and your dependents.
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Pre-tax commuter benefits.
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Weekly company-provided meals.
Trexquant is an Equal Opportunity Employer.
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About Trexquant Investment
Statistical arbitrage through human insight and machine intelligenceTrexquant is a quantitative investment firm built on statistical arbitrage, combining traditional quantitative finance with machine learning and data science to build market-neutral portfolios.
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