Legal Counsel

Your Role

As Legal Counsel, you’ll help Alpaca navigate complex regulatory frameworks as we design and launch innovative financial products and services. You’ll provide practical, business-oriented legal guidance across U.S. broker-dealer regulation, digital assets, payments, and other evolving areas of financial services.

You’ll partner closely with teams across Product, Brokerage, Crypto, Compliance, AML, Sales, and Success, supporting everything from product and regulatory reviews to agreements, policies, regulatory engagement, and disputes. This is a highly cross-functional role with the opportunity to help shape how Alpaca scales in a fast-moving regulatory environment.

Job Responsibilities

• Navigate complex regulatory frameworks to help the business design and implement innovative financial products and services.
• Lead legal reviews of product design, marketing, and customer onboarding processes to ensure compliance with applicable regulations while enabling business growth.
• Support other areas of the business, such as digital assets, payments, and data privacy, as needed.
• Advise on the application of new or anticipated legal requirements and regulatory guidance to the firm’s systems, policies, and procedures.
• Monitor regulatory developments at relevant governmental agencies and self-regulatory organizations, including the SEC, FINRA, CFTC, FinCEN, and OFAC.
• Support the company’s engagement with regulators, including the SEC, FINRA, and other agencies.
• Draft agreements, disclosures, policies, and procedures.
• Conduct legal research and analysis on novel questions and provide clear, practical guidance to internal stakeholders.
• Manage litigation, arbitration, and other disputes, including developing case strategy, coordinating with outside counsel, responding to claims and discovery, and advising the business on risk and resolution options.
• Partner cross-functionally with teams outside of Legal, including the firm’s Product, Brokerage, Crypto, Compliance, Anti-Money Laundering, Sales, and Success functions.